(eBook PDF) Understanding Securities Law 6th Edition – Digital Ebook – Instant Delivery Download
Product details:
- ISBN-10 : 1422482227
- ISBN-13 : 978-1422482223
- Author: Marc I. Steinberg
This Understanding treatise follows a logical sequence of analysis of a securities issue. The author begins by defining a security and registration exemptions, and then continues through the process for non-exempt transactions. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses,
Table contents:
Chapter 1 INTRODUCTION .
Chapter 2 DEFINITION OF A “SECURITY”
Chapter 3 ISSUER EXEMPTIONS FROM REGISTRATION
Chapter 4 THE REGISTRATION PROCESS
Chapter 5 DISCLOSURE, MATERIALITY, AND THE SARBANESOXLEY AND DODD-FRANK ACTS
Chapter 6 RESALES AND REORGANIZATIONS
Chapter 7 DUE DILIGENCE AND SECURITIES ACT LIABILITY
Chapter 8 SECTION 10(b) AND RELATED ISSUES
Chapter 9 ALTERNATIVE REMEDIES
Chapter 10 SECONDARY LIABILITY
Chapter 11 ISSUER AFFIRMATIVE DISCLOSURE OBLIGATIONS
Chapter 12 INSIDER TRADING
Chapter 13 BROKER-DEALER REGULATION .
Chapter 14 CORPORATE CONTROL ACQUISITIONS AND CONTESTS
Chapter 15 SEC ENFORCEMENT
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