(eBook PDF) Securities Regulation: Selected Statutes, Rules, and Forms, 2019 – Digital Ebook – Instant Delivery Download

Product details:

• ISBN-10 ‏ : ‎ 1543812759
• ISBN-13 ‏ : ‎ 978-1543812756
• Author:  James D. Cox, Donald C. Langevoort

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).

Table contents:

I. FEDERAL SECURITIES LAWS AND REGULATIONS

A. Securities Act of 1933 (15 U.S.C. § 77a et seq.)

B. Securities Exchange Act of 1934 (15 U.S.C. § 78a et seq.)

C. Investment Company Act of 1940 (15 U.S.C. § 80a–1 et seq.)

D. Investment Advisers Act of 1940 (15 U.S.C. § 80b–1 et seq.)

E. SEC Rules of Practice (Cite as 17 CFR § 201.___)

F. Informal and Other Procedures (Cite as 17 CFR § 202.___)

G. Rules Relating to Investigations (Cite as 17 CFR § 203.___)

H. Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer (Cite as 17 CFR § 205.___)

I. Sarbanes-Oxley Act of 2002 (15 U.S.C. § 7201 et seq.)

J. Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. Law 111–203)

K. Jumpstart Our Business Startups Act (Pub. Law 112–106)

II. RELATED FEDERAL LAWS

III. STATE SECURITIES LAWS

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