(eBook PDF) Securities Regulation: Selected Statutes, Rules, and Forms 2018 – Digital Ebook – Instant Delivery Download
Product details:
- ISBN-10 : 1454894601
- ISBN-13 : 978-1454894605
- Author: James D. Cox, Robert W. Hillman, Donald C. Langevoort
Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2017.
Table contents:
Chapter 1: Background of the SEC Statutes
Chapter 2: Federal Regulation of the Distribution of Securities
Chapter 3: Coverage of the Securities Act of 1933: Definitions and Exemptions
Chapter 4: Protective Committee Reform: The Trust Indenture Act of 1939 and SEC Functions Under the Bankruptcy Code
Chapter 5: Control Concepts Under the SEC Statutes
Chapter 6: Registration and Postregistration Provisions of the 1934 Act
Chapter 7: Regulation of the Securities Markets
Chapter 8: Regulation of Brokers, Dealers, and Investment Advisors
Chapter 9: Fraud
Chapter 10: Manipulation
Chapter 11: Civil Liability
Chapter 12: Government Litigation
Chapter 13: SEC Administration Law
Chapter 14: Conflict of Laws, Procedural Aspects, and Globalization
People also search:
listed securities are subject to regulation sho
regulation a governs securities issues that are
state securities regulations are referred to as
what are regulation s securities
what securities are exempt from regulation t