(eBook PDF) The Law of Securities Regulation (Hornbooks) 7th Edition – Digital Ebook – Instant Delivery Download
Product details:
- ISBN-10 : 0314284540
- ISBN-13 : 978-0314284549
- Author: Thomas Hazen
“This Hornbook is a one volume version and a substantial abridgement of my seven volume Treatise on the Law of Securities Regulation (Thomson Reuters). This Hornbook is designed for students and as a desk book for lawyers desiring an overview of the law”–Page v.
Table contents:
- The basic coverage of the securities laws
- Registration requirements of the Securities Act of 1933
- The 1933 Act registration process and disclosure
- Exemptions from 1933 Act registration
- The theory of sale : corporate recapitalizations, reorganizations, and mergers under the 1933 Act
- IPO practices : manipulation, stabilization and hot issues
- Remedies for violations of the Securities Act of 1933 (and other consequences of deficient registration statements)
- State securities laws (“blue sky” laws)
- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies
- Shareholder suffrage : proxy regulation
- Tender offer and takeover regulation
- Manipulation and fraud : civil liability
- Implied private remedies
- SEC Rule 10b-5
- Fraud in connection with the purchase or sale of securities
- improper trading on nonpublic material information
- Insider reporting and short-swing trading : Securities Exchange Act section 16
- Market regulation and broker-dealer regulation
- Arbitration of broker-dealer disputes
- Civil and criminal enforcement : SEC injunctions, investigations, parallel proceedings
- Administrative hearings and disciplinary sanctions
- Jurisdictional aspects
- Debt securities and protection of bondholders : the Trust Indenture Act of 1939
- Federal regulation of investment companies : the Investment Company Act of 1940
- Investment Advisers Act of 1940
- Special problems and overview of related laws.
People also search:
the law of securities regulation (hornbooks)
the securities act of 1933 regulates
law of securities regulation
regulation m of the securities exchange act of 1934
regulation d of the securities act of 1933