(eBook PDF) The Law of Governance, Risk Management, and Compliance (Aspen Casebook Series) 2nd Edition – Digital Ebook – Instant Delivery Download
Product details:
- ISBN-10 : 1454845449
- ISBN-13 : 978-1454845447
- Author:
The first casebook on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, also brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients.
Table contents:
Part I Governance
Chapter 1 Shareholders
Chapter 2 The Board of Directors
Chapter 3 Executives
Part II Compliance
Chapter 4 Introduction to Compliance
Chapter 5 Internal Enforcement
Chapter 6 Regulators
Chapter 7 Prosecutors
Chapter 8 Whistleblowers
Chapter 9 Gatekeepers
Chapter 10 Plaintiffs’ Attorneys
Chapter 11 Information Security
Chapter 12 Off-Label Drugs
Chapter 13 Foreign Corrupt Practices
Chapter 14 Anti-Money Laundering, the Bank Secrecy Act, and OFAC
Chapter 15 Sexual Harassment
Chapter 16 Ethics, Social Responsibility, and Culture
Chapter 17 When Compliance Fails
Part III Risk Management
Chapter 18 Introduction to Risk Management
Chapter 19 Approaches to Risk Management
Chapter 20 When Risk Management Fails
People also search:
The Law of Governance, Risk Management, and Compliance
What is governance, risk management, and compliance policy
What is governance risk and compliance principles
What is the governance of risk management